Regulatory Management Analyst - Powerpoint, Sharepoint, Excel

Currently, we are looking for talented resources for one of our listed clients. If interested please reply to me with your updated resume or feel free to reach out to me for more details at (949) 522-6255

Title: Regulatory Management Analyst - Powerpoint, Sharepoint, Excel
Location: NYC, NY - Hybrid
Duration: 6 Months

Top 3 Technical Skills:

• PowerPoint
• Sharepoint
• MS Office/Excel Skills

This role is a combination of logistics and advisory, heavy logistics:

• Must have strong Excel, PowerPoint, and SharePoint experience
• Candidate must be organized and a strong communicator
• Role does not interface with regulators
• Financial services experience strongly preferred, Internal Audit experience nice to have
• Must have Strong Microsoft skills, organizational skills, and communication skills are required. Regulatory/Internal Audit experience is not required, but would be very helpful.

Job Description:

• Serve as a member of the Services Regulatory Management team for Client Services businesses, responsible for the promotion, support, monitoring, reporting, and leadership of Client interactions with its Prudential regulators.
• The Services Regulatory Management team is responsible for leading the execution of regulatory interactions with U.S. prudential regulators for the Treasury and Trade Solutions (TTS) and Securities Services (SS) businesses.
• In addition to facing the regulators as the primary contact point, the team engages with senior management of the business, its functional partners as well as second and third lines of defense.

Key Activities include:

• The Vice President role offers a unique opportunity to contribute to the regulatory environment, manage large programs, and engage across all levels of the Services organization.
• Support interactions with regulators and internal stakeholders, including but not limited to the coordination and management of events related to examinations, ongoing supervisory meetings, and requests for information for Services.
• Assist in facilitating meetings, discussions, and communications as well as preparing the business stakeholders for meetings with regulators
• Prepare reporting for senior management that provides regulatory trends, and potential impacts and helps drive proactive regulatory engagement.
• Perform quality reviews of information provided by the Services business to U.S. prudential regulators to drive consistency, completeness, and timely submission.
• Enter regulatory activities in the Firm’s system of record (Regulatory Engagement Tracking – RET) and maintain the Services regulatory calendar.
• Analyzing, digesting, and summarizing information/documentation responsive to regulatory requests.
• Maintaining the centralized repository where documents are stored and previous regulatory and supervisory findings, reports, and similar documents.
• Execute ad-hoc projects as well as additional duties, as assigned.

Qualifications:

• Basic knowledge of the regulatory engagement process (including understanding of U.S. prudential regulators) or internal audit experience
• Excellent written and verbal communication skills
• Excellent technical skills (SharePoint management, Excel, PowerPoint, and Word)
• Strong planning, and organizational skills with attention to detail and the capability to handle multiple projects simultaneously
• A general understanding of banking regulations is helpful, and knowledge of the Services businesses is a plus
• Familiarity with control management and Issue management
• Must be a self-starter, with the ability to adapt, multi-task, be flexible and innovative
• Strong interpersonal skills with the ability to work collaboratively and with people at all levels of the organization
• Proven ability to build and maintain relationships.
• Ability to work both collaboratively and independently; ability to navigate a complex organization
• Prior experience in project/program management is a plus

Experience:

• 6-10 years of relevant experience in regulatory management, internal audit, control management, compliance, or a similar role within the financial services industry.

Education:

• Bachelor's Degree required.

About us:
At our organization, we take our mission and values to heart! We are on a mission to offer more and better jobs all over the world! Our goal is to care for you while you care for our clients and get you paid the highest pay possible. All our associates working with us are expected to embrace our RACE values: R- Results Matter, A- Approachable, C - Care, and E - Emergency i.e. work with a sense of urgency.

For more relevant job opportunities please visit our website: Denken Solutions Careers